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https://www.corporatecomplianceinsights.com/the-roles-of-general-counsel-and-chief-compliance-officers/
A significant portion of his practice involved general corporate work for ongoing clients on matters such as SEC compliance, securities and disclosure issues and corporate governance matters. Prior to joining WilmerHale, Tod was associated with Buchanan Ingersoll in Princeton, New Jersey.
https://www.diligent.com/insights/general-counsel/general-counsels-role-in-compliance/
Most public companies have given a senior employee the 'chief compliance officer' or some similar title and vested in him or her responsibility for the company's compliance and ethics programs. Not infrequently, the general counsel fills this role based on the premise that compliance is essentially a legal matter.
https://www.indeed.com/q-General-Counsel-Corporate-Compliance-Officer-jobs.html
SVP, General Counsel & Data Compliance Officer Alliant Cooperative Data Solutions Brewster, NY 10509 Easily apply Provide legal advice as requested related to human resources, vendor relationships, and general corporate matters. 12 days ago Associate General Counsel - Corporate Securities and Complia... Dutch Bros 4.2 Grants Pass, OR • Remote
https://www.compliance.com/resources/compliance-officers-and-legal-counsel-separate-and-co-equal/
Work with the general counsel to develop protocols in the form of a policy with procedures that delineate the respective duties and responsibilities of the compliance officer, particularly in relation to investigating potential wrongdoing. For more information on this subject, contact Richard Kusserow at [email protected]. About the Author
https://www.indeed.com/q-General-Counsel-&-Compliance-Officer-jobs.html
General Counsel and Chief Legal Compliance Officer. Supplemental Health Care Corporate. Remote in Dallas, TX. Estimated $98.2K - $124K a year. The GC will report directly to the Chairman and CEO, Greg Palmer, and will advise and counsel the executive team, as well as all other internal departments, on…. Posted 20 days ago ·.
https://www.corporatecomplianceinsights.com/role-of-a-corporate-compliance-officer/
In highly regulated industries, such as health care and securities, the appointment of an independent CCO is mandatory. Historically, corporations handed compliance oversight over to their general counsels. Today, the smart trend is to separate the legal and compliance responsibilities due to the inherent conflict in the roles.
https://boardandfraud.com/2018/02/01/chief-compliance-officer-v-general-counsel-should-they-be-separate/
Role of Chief Compliance Officer v. General Counsel GENERAL COUNSEL Defends Client Gives Legal Advice on how to comply, maintain business objectives, but Represents client “zealously” Defines Standards Sometimes struggles with transparency CHIEF COMPLIANCE OFFICER Promotes transparency Finds, Fixes, and Prevents Future Problems
https://www.law.com/corpcounsel/almID/1202547254471/?id=1202547254471&General_Counsel_Chief_Compliance_Officer____or_Both
Of all the proverbial hats that general counsel don one question that comes up again and again is: should they also be chief ethics and compliance officer?
https://assets.corporatecompliance.org/Portals/1/PDF/Resources/past_handouts/CEI/2008/601-3.pdf
viously served as a compliance officer and in-house counsel. He is a member of the Advisory Board for Compliance & Ethics. B oth the chief compliance offi-cer (CCO) and the general counsel (GC) or chief legal officer perform crucial and related com-pliance functions for their organization, whether it is a public, private, or not-for-profit entity.
https://corporateinvestigation.com/assisting-compliance-officers-general-counsel/
However, as a corporate compliance officer or in-house general counsel, you have a job to do, and there are decisions you need to make. You cannot stand idle, and you cannot simply go to your company’s leadership team with an answer of, “I don’t know.” Put our highly experienced team on your side Roger Bach Former Special Agent (OIG)
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